advisors

Thomas Mantione CFP®, CIMA®, CPWA® Senior Vice President–Wealth Management The Shantz Mantione Group at UBS Private Wealth Management

Thomas Mantione began his career in financial services in 1993 and came to UBS in 2003. During his 20 years in the field, Mr. Mantione has come to focus on cash-flow-based planning, asset and liability management and wealth-transfer planning. He is certified as a financial planner, investment management analyst and private wealth advisor and holds securities and life insurance licenses. Mr. Mantione lives with his family in Ridgefield, Conn.

At a Glance

  • 750 Washington Boulevard, 11th Floor
    Stamford, CT 06901

  • Minimum Net Worth Requirement

    $20 million (planning services); $10 million (in assets, investment services)

  • Financial Services Experience

    20+ years

  • Compensation Method

    Asset-based and fixed fees; commissions (investment and insurance products)

  • Primary Custodian for Investor Assets

    UBS

  • Minimum Fee for Service None
  • Professional Services Provided
    • Planning
    • investment advisory and money management services
    • insurance advice and products including life, variable annuity, fixed annuity and long-term care

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